- Company Profile
Haitong Securities Co., Ltd. (hereinafter referred to as “Haitong” or the “Company”) was founded in 1988 as one of the earliest securities companies and is one of securities companies boasting strongest comprehensive strength in mainland
In 2007, Haitong (600837.SH) officially went public in Shanghai Stock Exchange and successfully completed the private placement, followed by its H-Share listed in the HKSE in April 2012. The Company is ranked as the second in terms of total asset and net asset in the industry, and has 220 operating branches worldwide, retail customers of 4 million, and over 10,000 institutional and high-end clients, with total client’s asset close to RMB 1 trillion. Haitong enjoys a leading position in the sector in terms of innovation business, and maintains its No.1 ranking in the market as one of first pilot securities companies for margin trading & short selling and securities. In terms of stock index futures, the Company achieves rapid growth and ranks No.1 in the sector. Haitong is among the first batch of companies to obtain the qualification for conducting the business of agreed buy-back securities transaction, securities pledge-style repo and refinancing business.
During the years of development, Haitong has been consistently following the operation philosophy of “Practicability, Innovation, Prudence and Excellence” and pursuing the operation and management goal of “First- Class Management, First-Class Talent, First-Class Service and First-Class Profitability” and in recent years has accomplished outstanding economic and social achievements and pooled a large number of high-caliber professionals with great vitality. In the future, the Company will adhere to “human-oriented, innovation-driven and transformation” to promote all of its businesses to a new stage.
Through continued development, Haitong has established a unique brand for its investment banking business, especially in the underwriting for the financial and high-tech industries. Also, it is renowned for its advisory service for the cultural and media enterprise’s M&As. Meanwhile, the Company has accumulated solid client base in servicing small- and medium-enterprises and private businesses. Haitong launched its PE business early, and have since grown fast and accumulated rich experiences, helping to generate high returns for its investors. Currently, the Company, a leading domestic securities company in the PE investment field, has controlling shareholding in five PE investment subsidiaries, including Haitong-Fortis Private Equity Fund, Haitong Kaiyuan Investment Co., Ltd., Haitong Ji-he Equity Investment Fund Management LLC, Haitong Innovation Capital Management Co., Ltd., and Haitong Creative Capital Management Co., Ltd. Among them, Haitong Creative Capital, which was established in November 2012 by Haitong along with Shanghai Oriental Media Group and Shanghai Xinhua Media Co., Ltd., is the trustee for the Shanghai Cultural Private Equity Fund, with the initial-stage fund size of RMB3bn and total fund size reaching RMB10bn.
According to the guidance of Haitong’s globalization strategy, the Company’s key international businesses, such as QFII, cross-border M&As, RMB fund, cross-border ETF, etc., are under steady growth. The Company is ranked among the top in terms of the number of QFII clients and their asset scale, and is one of the top three in terms of the QFII’s transaction value. The company successfully acquired Taifook Securities, an old-brand securities broker in Hong Kong. Taifook Securities was renamed as “Haitong International Securities Group Co., Ltd. (“Haitong International”) to actively facilitate the integration of domestic and overseas businesses, focus on building business platforms for overseas development. Haitong International, which successfully launched the first RMB-denominated public fund in August 2010, has maintained a leading position in the sector of RMB products in Hong Kong, and is one of first companies obtaining a RQFII qualification to provide the investment channel for the offshore RMB. Meanwhile, Haitong International is among the first batch of domestic securities firms to acquire the QFII qualification in Hong Kong in September 2012. On April 27th of 2012, Haitong’s H-Shares were successfully listed on the HKSE and became the largest IPO of the securities industry in Hong Kong, reaping capital of HKD14.38bn. Besides, it successfully induced worldwide heavyweight long-term institutional investors such as PAG, Oman Sovereignty Fund, Capital World, Fidelity Fund, etc., furthering the improvement of its corporate governance and enhancing its fame and brand globally. Such listing created a strong Hong-Kong based fortress for the company to further expand its overseas business and laid a solid foundation to expedite its globalization.
Haitong continuously strives to set up a financial holding group with international presence. The company initiated the establishment of Fortis-Haitong Investment Management Co., Ltd., Haitong-Fortis Private Equity Fund Management Co., Haitong Capital Investment Co., Ltd. and Haitong International Holdings Limited., and obtained controlling shareholding of Haitong Futures Co., Ltd.
Looking forward, Haitong will expedite its innovative transformation and resource integration, complete the strategic layout, build a unified and highly efficient mid-hind supporting system, construct a system with diversified services, erect a client-oriented business model, maintain its competition advantage in the traditional business, and solidify its leadership in the innovative business, improve the revenue structure, attract the most talented in the industry, and strengthen its ability to defend market risk. Amidst the upcoming spring for
TEL:(86 21)2321 9151
FAX:(86 21) 6341 0245
Address:Unit 2808, Haitong Securities Tower, 689 Guangdong Road, Shanghai, P.R.China